Agenda item
IN-HOUSE CARE SERVICES REVIEW AND CONSULTATION
- Meeting of Special Meeting, Performance Scrutiny Committee, Tuesday, 12 April 2016 2.00 pm (Item 4.)
To seek the Committee to consider the findings, conclusions and proposals of the Task and Finish Group established to examine options for delivering high quality social care services in Denbighshire, and formulate recommendations for presentation to Cabinet in relation to the care establishments at Hafan Deg (Rhyl), Dolwen (Denbigh), Awelon (Ruthin) and Cysgod y Gaer (Corwen).
Minutes:
Prior to the
introduction of the report the Chair advised that there had been some
considerable interest in this review, with councillors receiving a high volume
of e-mail and other correspondence with respect to it. He explained that for the discussion on this
business item he would be permitting Committee members to ask questions first,
followed by questions from other non-scrutiny elected members, prior to asking
the Committee to formulate recommendations for submission to Cabinet.
Councillor Meirick Lloyd-Davies,
past Chair of the Task and Finish Group (T&FG), introduced the report in
the absence of the current Chair. Councillor Lloyd-Davies explained that the
T&FG was a politically and geographically balanced group that had been
asked to examine value for money options for delivering high quality social
care in the County. He emphasised that
as the process progressed initial assumptions changed based on the evidence
analysed.
The Group had met
nine times over the preceding two years. It oversaw the planning and
implementation of the ‘listening and engagement’ exercise which resulted in the
development of the options for public consultation. On 17th March
2016 Officers presented the responses received during the public consultation
to the T&F Group. The Group then prepared the recommendations in the
report, presented to Committee at the current meeting, for scrutiny and
comments prior to their submission to Cabinet on 24th May 2016.
The Head of
Community Support Services (HoCSS) presented the evidence from the public
consultation on the future of Denbighshire’s in-house care services. He explained
how the consultation had been undertaken in accordance with the 1985 Gunning
Legal Principles around consultation to ensure that the Authority complied with
legal expectations.
The HoCSS put
forward the case for the need to change in-house care services as:
•
Although
the number of older people was increasing, demand for standard residential care
and day services in Denbighshire had been falling for several years, and was
continuing to fall;
•
Demand
for more enabling alternatives to standard residential care (such as Extra Care
Housing) was increasing, and there was unmet demand for Extra Care Housing in
Denbighshire, as well as for more specialist mental health and nursing homes;
•
Research
showed that outcomes for people who lived in Extra Care Housing were better
compared with outcomes for people who lived in standard residential care;
•
The
introduction of the Social Services and Wellbeing (Wales) Act required the
council to focus on enabling people to remain as independent as possible for as
long as possible;
•
The
cost of running care services in-house was high compared to commissioning
services form the independent sector, and compared to the cost of supporting
people to live in Extra Care Housing.
At the conclusion
of the Task and Finish Group’s work the following options had been presented
for public consultation:
Options
presented for Hafan Deg (Rhyl)
1. The council’s preferred option: The council would enter into a partnership
with an external organisation and transfer the building to them, commissioning
a day care service within the building and, in addition, enabling 3rd
sector agencies to provide early intervention activities for older people that
reduce social isolation, support independence and promote resilience.
2. To re-provision services at Hafan Deg with
the potential that the centre would close and the service users and their
families be supported to find suitable alternative provision.
3. The council would consider any other
alternative or option put forward that met the demand for day care places and
social activities within the available resources.
• The only alternative option put forward
during the consultation was for the council to continue to own run Hafan Deg.
This was only explored in any detail within the UNISON response.
Options
presented for Dolwen (Denbigh)
- The council’s
preferred option: To
enter into a partnership with an external organisation and transfer the
whole service to them, while registering for mental health care.
- To lease
or sell Dolwen for another purpose. The home would close and the service
users and their families be supported to find suitable alternative
provision.
- The
council would consider other alternative options put forward that would
meet the demands for residential and day care places within the available
resources.
•
The
only alternative option put forward during the consultation was for the council
to continue to own and run Dolwen. This was only explored in any detail within
the UNISON response.
Options
presented for Awelon (Ruthin)
- The
council’s preferred option: To stop new admissions and work with the individuals and their
families, at their own pace, to move them to suitable alternatives as
appropriate and to enter into a partnership with the owner of Llys Awelon
to develop additional Extra Care apartments on the site. However we will
not ask any resident to leave Awelon if they do not choose to and their
needs can continue to be met there.
- To work in
partnership with a registered social landlord, health services and the 3rd
sector to develop a range of services, transferring half of the building
to develop additional extra care flats, possibly as an extension to Llys
Awelon, while using the remainder as a small residential unit which could
be used to meet the increasing need for respite care and to ensure that no
existing resident would need to move unless they chose to.
3.
The
council would consider an alternative option that would meet the demands for
residential and day care places within the available resources.
Alternative options
submitted for Awelon included:
Option 3a – submitted by Unison:
•
The
UNISON proposals were explored/explained in detail within the full UNISON
response (Appendix K previously circulated), essentially the proposal is for
the council to continue to own and run Awelon and for this to be funded with an
additional increase in Council Tax.
Option 3b – suggested by an Elected Member:
• It was suggested that the council could look
to build additional Extra Care Housing on one of the potentially vacant school
sites in Ruthin (following school re-organisation). This would satisfy the demand for additional
Extra Care Housing in Ruthin, and enable the Awelon site to continue as it
currently is.
Options
presented for Cysgod y Gaer (Corwen)
- The
council’s preferred option: The council would enter into a partnership with relevant
stakeholders (including BCU and the 3rd sector) to develop the
site into a ‘support hub’ offering both residential and extra care type
facilities as well as an outreach domiciliary care and support service to
the tenants of local Sheltered Housing Schemes and the wider population of
Corwen and the surrounding area.
- The
council would stop new admissions and work with the individuals and their
families at their own pace to move them to suitable alternatives as
appropriate and to enter into a negotiations with registered social
landlords to develop Extra Care apartments on the whole site.
- The
council would consider alternative options put forward that would meet the
demands for residential and day care places within the available resources.
No alternative options for Cysgod Y Gaer were presented during the
consultation period.
The Principal
Manager – Business Support gave an overview of the consultation events held and
a summary of the feedback received during the consultation period. He advised that:
•
More
people responded to the consultation about Dolwen than any of the other 3
consultations.
•
The
majority of respondents who answered the question regarding their nearest town
live in (or near to) Denbigh.
•
The
majority of those who answered this question to identify their interest classed
themselves as members of the public, although many were friends or relatives of
current service users.
•
The
majority of those who responded were over 60 years of age
•
The
majority of those who answered identified their nationality as Welsh.
•
More
than a third of those who answered were able to speak Welsh fluently and
•
Very
few people who responded expressed a preference for any of the options
presented. Of those who did select an
option, fewer than half selected an option which opposed the councils’
preferred options (i.e. either Option 2 or Option 3).
The HoCSS advised that the headline conclusions drawn following the
consultation were that:
• There was general opposition from the
limited responses received to proposals to change our in-house services.
•
With
the exception on Cysgod y Gaer, there was little support within these responses
for the council’s preferred options.
•
Many
people recognised the benefits of additional Extra Care Housing, but very few
respondents believed it could be a viable alternative to standard residential
care. Nor did they realise that respite
care could be, and increasingly was, offered at Extra Care facilities;
•
Many
people did not believe that the demand for standard residential care was
reducing, and thought that the Council had been refusing entry to in-house
services since the review had started.
Alternative
proposals submitted included:
• Very few alternative proposals were
submitted (over and above “don’t change”), and most people who opposed change
provided no rationale for this view, and/or no evidence to support their
argument.
• Unison submitted alternative options for
Dolwen, Awelon and Hafan Deg. These could
be summarised (at a very high level) as increasing council tax to enable the
council to retain the current services.
• An additional alternative for Awelon was to
build Extra Care Housing on a potentially vacant site in Ruthin (following
school re-organisation). This would
satisfy the demand for additional Extra Care Housing in Ruthin, and enable the
Awelon site to continue as it was. This
was potentially feasible, but it did not address the issues of cost nor reduced
demand for residential care.
Having considered the
responses received the Task and Finish Group was recommending to Performance
Scrutiny that it endorse the preferred options. The basis of this rationale was
that:
• The consultation had not provided the
council with any compelling rationale or evidence to justify amending its
preferred options.
• There was a strong financial case for the
preferred options for Dolwen and Hafan Deg, and an overwhelming financial case
in relation to Awelon.
• All potential negative impacts for service
users, staff and people who shared protected characteristics, could be
mitigated against to some extent.
• All potential alternative proposals
submitted during the consultation had been evaluated as less practical and/or
sustainable than the council’s preferred options.
The Task and Finish
Group had concluded that care and support services for older people in
Denbighshire would be better, and more sustainable, if the preferred options
were implemented, and were therefore seeking the Committee’s support for the
proposals for submission to Cabinet for approval.
The Chair then
invited questions and comments from Committee members.
Councillor
Hilditch-Roberts suggested that the recommendations were not the Council’s preferred
options but Cabinet’s preferred options.
He applauded the time extension to the consultation period and felt that
it had been thorough. Nevertheless, he felt
that the subsequent information being reported back was less comprehensive and
that an ordinary member of the public could not really put forward an
alternative option as they would not have sufficient information and data
available to them to substantiate any proposal.
Particular information he would have liked more detailed explanation on included:
·
what
evidence the T&FG had used to make its recommendations;
·
blueprints
to support the vision of the preferred options;
·
considered
rationale as to why the other options were not supported;
·
assessment
of care requirements, had they changed over recent years;
·
whether
discussions been undertaken between the Authority and Betsi Cadwaladr
University Health Board (BCUHB) and GPs; and
·
the
feasibility of the alternative option put forward for Awelon with potentially
additional extra-care facilities located on a separate site or the development
of a supersite.
Councillor Welch
asked for confirmation as to whether savings was the main consideration when
making the recommendation for Dolwen. He
also raised the following concerns:
·
of
the 118 responses to the Dolwen consultation only 7 had expressed a preference
for option 1, deducing that 93% of responses were against that recommendation;
·
lack
of detail supplied with the recommended option 1;
·
calculating
potential savings to be made against 24 residents rather than that if it were
at full occupancy;
·
lack
of alternative costings versus occupancy;
·
was
there any evidence available that private providers could take over Dolwen or
the other establishments, run them and return a profit on the business; and
·
what
would happen if an independent provider took over Dolwen and then decided after
12 months that it could not afford to continue with the provision;
Councillor
Sandilands enquired on the quality of care for the service user and on the
guarantee of provision. He asked for the views of the Health Board and the
Community Health Council (CHC) on the proposals, which independent providers
had been considered to provide an alternative service and the quality of those
providers, and how well other authorities worked with the third sector in the
area of social care.
Councillor Bartley,
a member of the T&FG, highlighted that Dolwen had been providing high
quality care for 50 years. He wanted Dolwen to remain open and continue to
provide care – day care, Elderly Mental Health (EMH) care and residential care
in Denbigh. Councillor Bartley sought reassurances that Welsh speaking clients
would continue to receive their care in their preferred language and employees’
working conditions would remain unchanged.
Councillor Roberts
recalled a recent positive experience within his family of local authority
residential care and enquired whether care in independent homes was of a
comparable standard. He raised concerns
that the independent sector was also closing homes due to the financial
climate, and expressed a preference for keeping Dolwen and the other
establishments in local authority hands.
Councillor
Lloyd-Williams referred to the expected Local Authority re-organisation and
asked whether the circumstances in neighbouring authorities and possible
mergers should have been taken into consideration. He enquired on the number of
local authority residential care homes operated by neighbouring authorities.
Councillor
Lloyd-Williams enquired why – given that Denbighshire had agreed that no more
savings needed to be found for the current financial year – could it not
collaborate with the Health Board to retain the facilities/ build new
facilities and provide the services.
Other concerns raised included:
·
delayed
transfer of care (DToC) from hospitals was already a problem and would
therefore get worse if there were fewer residential care places available;
·
potential
for a bidding war with independent providers;
·
was
there any evidence that an independent provider wanted to take over Dolwen;
·
what
would happen if things went wrong and the Authority had to step in
At this juncture
the Chair opened the meeting to questions from the floor. Councillor
Butterfield asked the following:
- how the Committee could make any recommendations
without having supporting documents
- where was the financial information
used to make the recommendations
- should raising Council Tax to provide
day/residential care be explored; and
- what would happen if new partners could
not make their service a successful business - was there a Plan B.
She was also of the view that full Council should discuss the proposals.
Councillor McLellan
echoed concerns over the concept of choosing a preferred option without knowing
who the partners would be and wondered whether there was any evidence that
there was appetite in the private sector to enter into such partnerships. He
referred to past Care and Social Services Inspectorate Wales (CSSIW) reports
that had flagged up serious concerns in some private homes that were failing to
live up to expectations. He felt that
being a commissioning only authority had risks associated with it.
The Corporate
Director: Communities reiterated that Authority was following the 1985 Gunning Legal Principles around
consultation and as such was still in the formative stages of
consultation. Consequently it was not
yet in a position to approach prospective partners to discuss any terms or
conditions, until such time as Cabinet gave its approval to proceed to that
stage. The CD:C dispelled assumptions that decisions had been made to close or
‘offload’ any facility and reassured the Committee that with regard to quality
of care and safety of residents that she in her role as the Statutory Director
of Social Services was personally responsible for the care and treatment of
individuals in care facilities, be they provided by the local authority or
commissioned by it.
Councillor A Jones referred to the previously circulated Equality Impact
Assessment and the importance of promoting the Welsh language and culture in
the adult social care setting. She raised concerns whether independent
providers would continue to provide a service focussed in Welsh for those who
chose it and requested that a stipulation that Welsh language service be provided
be included in the recommendations that went to Cabinet.
Further to the
information previously provided the HoCSS responded to the Committee’s
questions as follows:
- whilst the proposals would potentially
realise financial savings for the Council, this was not the main driver
for the change. The drivers were
new legislation and service-users requirements and expectations;
- he confirmed that Conwy now only owned
and managed one residential care facility, an EMH facility, and Wrexham
Council was in the process of closing its last remaining care home;
- confirmed that needs assessments
criteria for local authority social care do change on a regular basis,
based on WG guidance, this is due to service-users’ expectations changing;
- the population was now generally living
longer due to advances in medical sciences. However, this potentially entailed more
complex care needs which needed to be met.
The WG had also capped domiciliary care charges at £60 per week;
·
Denbighshire
had not pre-empted the outcome of the consultation exercise. Feasibility studies had been undertaken on
the recommended options. Until such time
as Cabinet had approved proposals for further exploration of the preferred
options officers nor the T&FG could approach potential partners to explore
in detail any potential service models;
·
Considering
an alternative site for Extra Care Housing in Ruthin whilst keeping the Awelon site
operating as it currently operated would not address the decrease in demand for
residential care, or realise savings;
·
Continuing
to run a residential home at Awelon with an occupancy rate of 10 was not
viable;
·
Amongst
other reasons the preferred options were recommended to deliver sustainable
services at a lower cost, whilst at the same time deliver the Welsh
Government’s vision for promoting independence for as long as possible, in line
with the requirements of the Social Services and Well-being (Wales) Act 2014;
·
The
cost of running local authority residential care homes was not the same
regardless of the number of residents. An increase in the number of residents
would not necessarily reduce costs as there would be a requirement to increase
staff numbers.
·
Over
90% of social care in Denbighshire was currently provided by independent sector
providers. Those independent homes were (and would continue to be) monitored by
the Authority and inspected on a regular basis by the CSSIW. A quarterly monitoring report was and would
continue to be submitted to the Scrutiny Chairs and Vice-Chairs Group and Partnerships
Scrutiny Committee considered the Annual Report on Adult Protection in
Denbighshire;
·
BCUHB
only commissioned residential and nursing care it did not provide care unless
there was an underlying medical need;
·
If
the preferred options were eventually approved staff in Hafan Deg and Dolwen
would be transferred to the ‘new’ provider(s) under Transfer of Undertakings
(Protection of Employment) (TUPE) arrangements and would therefore retain their
terms and conditions of employment. They
would also be providing similar services to what they presently provided;
·
All
care providers had a duty to provide service in Welsh when required, in line
with the WG’s ‘Mwy na Geiriau’ (More than Words) Strategic Framework for Welsh
Language Services in Health, Social Services and Social Care. Language was acknowledged as an important
factor in the care of EMH, and its provision was monitored by Denbighshire
County Council and the CSSIW. Ensuring
Welsh language services were available and supporting Welsh culture and ethos
were an inherent part of the Social Services and Well-Being (Wales) Act;
·
If
the establishments were transferred to external partners they would be
contractually obliged to use them for the agreed purpose. Covenants would be written into any transfer
agreements stipulating this as well as safeguards that if the partner
organisation ceased to provide the specified service the ownership of the
assets would transfer back to the Council;
·
Whilst
the Authority did not have the resources to develop EMH residential care
facilities private businesses/third sector organisations could access funding
to develop the required services;
·
Figures
for delayed transfer of care (DToC) across North Wales were low in comparison
to the Welsh average, and were usually down to the care establishment of the
service-user/family’s choice not being available when the person was ready to
be discharged, a requirement for specific type of nursing/EMH care or for
‘double-handed’ domiciliary care.
The Chief Executive
thanked the T&FG for the work they had done over the preceding two years.
He said that they had fulfilled their brief in reviewing in-house provision of
adult care and delivered clear recommendations.
It would be interesting to see whether concerns raised could be resolved
prior to the recommendations being submitted to Cabinet. He reminded the Committee that Cabinet’s next
step was not to give the go ahead to find alternative providers but to give
approval for the proposals to be explored further, before detailed options and
outline business cases could be presented for detailed scrutiny. Members were reminded that changes to service
provision was required to meet changing demands and expectations, not necessarily
to save money.
He also reminded
the Committee that the majority of care already provided in Denbighshire was
already delivered by the independent sector and that the quality of that care
was rigorously monitored and heavily regulated.
The Committee
debated the wording of the recommendations set out in the T&FG’s report and
following detailed further deliberations the Performance Scrutiny Committee
Resolved: - to recommend to Cabinet that it
approves the following options with respect to each of the four establishments:
(i)
Hafan Deg (Rhyl) – that the
Council explores a potential partnership with an external organisation with a
view to transferring the building to them, commissioning a day care service
within the building and, in addition, enabling 3rd sector agencies to
provide early intervention activities for older people that reduce social
isolation, support independence and promote resilience. The work in
relation to this option should include comparative cost, quality of care and
Welsh language provision analysis between the current service and any potential
future service;
(ii)
Dolwen (Denbigh) – that the
Council explores a potential partnership with an external organisation with a
view to potentially transferring the building and the whole service to them,
whilst ensuring that Dolwen is registered to provide EMH day and residential
care.
The work in relation to this option
should include comparative costs, quality of care and Welsh language provision
analysis between the current service and any potential future service;
(iii)
Awelon (Ruthin) – that the
Council explores in detail the three options put forward in relation to this
establishment and that the work in relation to these options include
comparative costs, quality of care and Welsh language provision analysis between
the current service and each of the three options;
(iv)
Cysgod y Gaer (Corwen) – that
the council explores entering into a partnership with relevant stakeholders
(including BCU and the 3rd sector) to develop the site into a ‘support hub’
offering both residential and extra care type facilities as well as an outreach
domiciliary care and support service to the tenants of local Sheltered Housing
Schemes and the wider population of Corwen and the surrounding area; and
(v) that
upon completion of the above an analysis of each of the options in relation to
each establishment is presented to Performance Scrutiny Committee for
examination.
Supporting documents:
- T&F Group Report, item 4. PDF 92 KB
- Appendix A_Summary of activities undertaken, item 4. PDF 198 KB
- Appendix B_Copy of consultation document, item 4. PDF 227 KB
- Appendix C_Copy of the Case for Change document, item 4. PDF 375 KB
- Appendix D_Copy of the Consulation form, item 4. PDF 149 KB
- Appendix E_Press Release_7 Key Challenges, item 4. PDF 100 KB
- Appendix F_Options for Hafan Deg, item 4. PDF 264 KB
- Appendix G_Options for Dolwen, item 4. PDF 334 KB
- Appendix H_Options for Awelon, item 4. PDF 324 KB
- Appendix I_Options for CyG, item 4. PDF 283 KB
- Appendix J_Equality Impact Assessment, item 4. PDF 470 KB
- Appendix K_UNISON Response, item 4. PDF 566 KB
- Appendix L_Summary of petitions received, item 4. PDF 175 KB
- Appendix M_Summary of Political Submissions, item 4. PDF 165 KB
- Appendix N_Case for no Change, item 4. PDF 60 KB
- Appendix O_Example quality monitoring report, item 4. PDF 45 KB
- Appendix P_ Feedback from staff within in-house services_published with consultation documents, item 4. PDF 143 KB
- Appendix Q_Summary of CSS staff engagement events, item 4. PDF 155 KB
- Appendix R_Demographic profile of consulation respondents, item 4. PDF 277 KB
- Appendix S, item 4. PDF 400 KB