Agenda and draft minutes
Venue: Conference Room 1a, County Hall, Ruthin
No. | Item |
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ELECTION OF VICE CHAIR TO THE STANDARDS COMMITTEE To appoint a Vice Chair of the Standards Committee. Minutes: It was agreed by
the Committee to defer the election of Vice-Chair to the next meeting of the
Standards Committee taking place on 4 December 2015. RESOLVED – that the election of Vice Chair of the Standards
Committee be deferred to the 4th December, 2015. |
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APOLOGIES |
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DECLARATION OF INTERESTS Members to declare any personal or prejudicial interests in any business identified to be considered at this meeting. Minutes: No Members declared any personal or
prejudicial interests in any business identified to be considered at the
meeting. |
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URGENT MATTERS AS AGREED BY THE CHAIR Notice of items which, in the opinion of the Chair, should be considered at the meeting as a matter of urgency pursuant to Section 100B(4) of the Local Government Act, 1972. Minutes: No items were
raised which in the opinion of the Chair, should be considered at the meeting
as a matter of urgency pursuant to Section 100B(4) of
the Local Government Act, 1972. |
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MINUTES OF THE LAST MEETING PDF 150 KB To receive the minutes of the Standards Committee meeting held on the 22nd May, 2015 (copy enclosed). Minutes: The Minutes of the Standards Committee held on the 22nd
May, 2015 were submitted. The Chair commented on the high standard of minutes
produced. Accuracy:- 5. Forward Work Programme – The date of the next
meeting be amended from the “16th September, 2015 to the “18th
September, 2015”. 11. Training for Chairs and Vice Chairs of City, Town
and Community Councils – The name “Julie” be amended to read “Julia”. Matters
arising:- 5. Forward Work Programme – In reply to a question
from the Chair regarding progress with the guidance and framework template for
City, Town and Community Councils (CTCC), the DMO explained the information
referred to had been included in the PSOW Code of Conduct Casebook and the
Committee agreed that this would be sufficient as the production of further
guidance would result in a duplication of information. She confirmed that work had been undertaken
on the Self Regulatory Protocol; for (CTCC) and an item had been included on the
agenda for consideration. 8. PSOW – Revised Code of Conduct Guidance – In
response to a question from the Chair regarding the circulation of a briefing
paper to improve communication links and key messages with CTCC, the Deputy
Monitoring Officer (DMO) referred to the production of an executive summary or
a short briefing note on the key issues.
The DMO explained that cluster meetings were held with Clerks of CTCC
and the matter of improving communication links for the dissemination of
information could be discussed, including the enhanced use of Information
Technology methods. The DMO highlighted the merit in circulating to CTCC’s
noteworthy information and facts from the PSOW Code of Conduct Casebook. She agreed to liaise with the Communications
Team on methods of disseminating information to the CTCC’s, and with the
Monitoring Officer regarding the information to be circulated. It was
confirmed by the DMO that the Monitoring Officer had contacted the Ombudsman as
agreed to ascertain how complaints were recorded and how long they were
saved. It was explained that a paper
format of complaints was retained by the PSOW for a period of two years, and an
electronic format for ten years. Members
were informed that previous complaints would be checked and taken into
consideration when determining whether or not to investigate a new complaint. 10. Feedback from Code of Conduct Training for Clerks
of the City, Town and Community Councils – The DMO confirmed that due to time
constraints the next training session for CTCC Clerks would be held in January,
2016, and would be scheduled as afternoon sessions commencing at approximately
3.00 p.m. The DMO confirmed that the training session held on
the 29th June, 2015 had taken place, and a trainer with greater
knowledge of Welsh guidance, legislation and issues would be sought foe
2016. Councillor M.Ll. Davies informed the Committee that
literature pertaining to chairing skills was available and could be utilised. Any Other Business:- Independent Member Julia Hughes
(JH) made reference to the discussion on the electronic publication of
information from CTCCs, and the confirmation by the MO that it was a new
requirement which was now compulsory.
She highlighted the need for easy access to information and explained
that she had undertaken a voluntarily audit of ten Councils in respect of this
issue. JH agreed to provide further
details of the work undertaken. Standards Conference Wales 2015:- The DMO referred to the Standards Conference scheduled to be held in Cardiff on the 20th October, 2015 and requested that any Members wishing to attend contact the Personal Assistant to the Head of Legal, HR and Democratic ... view the full minutes text for item 5. |
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FORWARD WORK PROGRAMME PDF 12 KB To consider the Standards Committee Forward Work Programme (copy attached). Minutes: The Deputy
Monitoring Officer (DMO) submitted a report (previously circulated) presenting
the Forward Work Programme and Review for consideration and adoption. Independent Member Julia
Hughes (JH) provided details of the voluntarily
audit undertaken of ten Councils, to be increased, to assess the accessibility
of information pertaining to CTCCs. She
agreed to provide a verbal report on the work undertaken to the Committee in
December, 2015, with a written report being presented to the meeting in March,
2016. It was stressed that it would be important to
specify the timescales involved, as information provided in the report would be
subject to change following its production. The DMO agreed to inform the Clerks of the CTCCs, in
a letter from the Monitoring Officer, that the audit work was being undertaken,
and to provide them with details of the findings, outcomes and feedback resulting
from the exercise. Members considered the Standards Committee Forward
Work Programme for the forthcoming six month period and agreed the following
additions:- 4th
December, 2015:- (a)
Report on the All Wales Standards Conference 2015. (b)
Verbal report by Independent Member Julia Hughes, on the accessibility
of information from City, Town and Community Councils. 4th
March, 2016:- (a)
Preparation of the Chair of the Standards Committee Annual Report, to
be presented to County Council at the meeting following Annual Council. (b)
Report by Independent Member Julia Hughes, on the accessibility of
information from City, Town and Community Councils. RESOLVED –that, subject to the above inclusions, the Standards
Committee agree the Forward Work Programme. (LJ to Action) |
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VISITS TO CITY, TOWN AND COMMUNITY COUNCILS PDF 46 KB To consider a report by the Monitoring Officer (copy
attached) on the visits previously
undertaken by Members of the Committee to observe the proceedings of Town, City
and Community Council. Additional documents: Minutes: A copy of a report by the Monitoring Officer (MO), on visits previously undertaken by Members of the
Committee to observe the proceedings of City, Town and Community Council
visits, had
been circulated with the papers for the meeting. The report detailed visits previously made by Members of the Committee
in order that future visits were planned in a way to avoid any duplication of
Councils visited. Members had previously discussed visits made by them to City, Town and
Community Councils. The purpose of the
visits being to observe the proceedings of the relevant Council, to make
Councils aware of the work of the Standards Committee, to provide advice and
identify potential areas for future training. Members had agreed that it would be of assistance in planning and
coordinating visits if they were made aware of the visits previously undertaken
to avoid duplicating relatively recent visits, and concentrate on visiting
Councils not recently visited. Appendix
1, set out the visits verbally reported to the Committee by Members since
February, 2013, together with, where recorded, the date of those
visits. Appendix 2 provided a list of
the City, Town and Community Councils of Denbighshire sorted by way of cluster
groups. Denbighshire organised cluster
meetings with representatives of Community Councils to engage with and provide
information to them, and these meetings were organised on an area or cluster
basis. During the ensuing discussion it was agreed that Members of the
Committee focus on visiting the Councils which had not been visited recently,
unless there was a specific issue of concern or a requested from the respective
Clerk, and that the following Committee Members agreed to be allocated to the
following cluster areas:- Cluster 1:- Councillor W.L. Cowie and Independent Member Julia Hughes. Cluster 2:- Chair Mr Ian Trigger and Councillor D. Jones. Cluster 3:- Independent Member Anne Mellor. RESOLVED – that the Standards Committee:- (a)
notes the information provided in
Appendix1, and utilises it to plan future visits to City, Town and Community
Councils, and (b)
agrees that the Committee Members
be allocated the cluster areas as identified above. |
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PUBLIC SERVICES OMBUDSMAN FOR WALES ANNUAL REPORT 2014/15 PDF 94 KB To consider a report by the Monitoring Officer (copy
attached) on the 2014/15 Annual Report
of the Public Services Ombudsman for Wales (the Ombudsman). Additional documents: Minutes: A
copy of a report by the Monitoring Officer (MO), on the 2014/15 Annual Report
of the Public Services Ombudsman for Wales (OM), had been circulated previously. The DMO explained
that the OM published an annual report on the activities of the office of the
OM in dealing with complaints against public bodies in Wales. The two main roles of his office included the
investigation of complaints of maladministration by public bodies, and
complaints relating to alleged breaches of the Code of Conduct by Elected
Members of Unitary, City, Town and Community Councils. The OM’s Annual Report entitled ‘Making
Complaints Serve Wales’ had been included as Appendix 1. Details of the
workloads and statistics of the OM’s office, and proposed changes to the
legislation governing the powers, had been incorporated in the report. The OM categorised Code of Conduct complaints
and an analysis of complaints by category had been provided. The number of cases referred to either a
Standards Committee or the Adjudication Panel for Wales had risen slightly in
2013/14, but was still considerably lower than the number of cases referred in
2012/13. The DMO made specific reference
to Page 43 of the report, and outlined the percentages relating to the Nature
of Code of Conduct Complaints in 2014/15. In view of the low
level of complaints received from Councillors about their colleagues, the OM’s
office had reviewed its practice and would be taking a firmer line on such
matters in future by referring them back to MO’s for local resolution. Annex C to the OM’s
report contained a breakdown of cases closed in 2014/15 by Local
Authority. Of the 132 closed cases
relating to unitary Authorities 2 related to Denbighshire County Councillors,
both of which were closed after initial consideration without the need for an
investigation. This represented a
reduction from the 4 complaints closed in the previous year all of which had
been withdrawn or closed after initial consideration. A breakdown of the 105 closed cases relating
to City, Town or Community Councils, shows, in relation to Denbighshire, that
there were three complaints about members of such Councils in Denbighshire. The OM had also reported on the performance
of the Ombudsman’s office in terms of the time taken to consider Code of
Conduct complaints. Details of the two
targets set by the OM in respect of timescales was provided in the report. The OM had
announced that the Code of Conduct Casebook introduced on a biannual basis
would be produced on a quarterly basis in 2015/16, however, due to the low
number of cases available in quarterly editions, a commentary on lessons learnt
would be produced on an annual end of year basis only. The OM referred to the revised guidance
issued during the year and the new public interest test, both having been
previously reported to the Committee. During the ensuing discussion the Chair highlighted the following
issues:- ·
He expressed
his gratitude and attributed the decrease in the number of complaints recorded,
which had been worthy of Standards Committee investigation, to the positive and
hard work undertaken by the Monitoring Officer and the Deputy Monitoring
Officer in organising training events. ·
Expressed
concern regarding the PSOW’s limited resources and financial constraints, which
had resulted in a conscious decision to not investigate low level matters. Reference was made to the stringent Public
Interest Test which had been applied, the manner in which minor disputes had
been resolved and the application of information ascertained from case study
precedents. Following further
discussion, it was:- RESOLVED –that the Standards Committee receive and note the Public Services Ombudsman for Wales’ Annual Report ... view the full minutes text for item 8. |
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PUBLIC SERVICES OMBUDSMAN FOR WALES - CODE OF CONDUCT FACTSHEETS PDF 80 KB To consider a report by the Monitoring Officer (copy
attached) about two factsheets
produced by the Public Services Ombudsman for Wales, and to seek the endorsement
of their dissemination Elected Members of both the County Council, and Town,
City and Community Councils in Denbighshire. Additional documents: Minutes: A
copy of a report by the Monitoring Officer (MO), on two factsheets produced by
the Public Services Ombudsman for Wales, had been circulated previously. The DMO introduced
the report which informed the Committee of the production of the factsheets,
and sought the endorsement of the dissemination of the factsheets to Elected
Members of both the County Council, and CTCCs in Denbighshire. The PSOW had
appointed an investigator as the Code of Conduct Complaint Lead. In addition to the role as an investigator,
as Code of Conduct Lead, they would oversee matters referred to the
Adjudication Panel for Wales and Standards meetings. The Code of Conduct Complaint Lead would also
attend the quarterly meetings of the All Wales Monitoring Officer Group. As part of the new
role, the Code of Conduct Complaint Lead had created two new factsheets,
Appendix 1 and 2, written for Members who were subject to a Code of Conduct
investigation, which were intended to give some guidance as to the processes
followed during an investigation and formal interview. During the
discussion the Committee endorsed the suggestion that the factsheets be sent to
all Members of Denbighshire County Council, together, with a covering
note. In addition an e-mail be sent to
the Clerks of all CTCCs attaching the factsheets and suggesting that they bring
them to the attention of all of their Members. RESOLVED – that the Standards Committee notes the information contained
within the factsheets, Appendices 1 and 2 to the report, and endorses the
dissemination of the factsheets to Elected Members of both the County Council,
and City, Town and Community Councils in Denbighshire. (LJ to Action) |
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PUBLIC SERVICES OMBUDSMAN WALES - CODE OF CONDUCT CASEBOOK PDF 83 KB To consider a report by the Monitoring Officer (copy
attached) on the Code of Conduct
Casebook produced by the Public Services Ombudsman for Wales (the Ombudsman). Additional documents:
Minutes: A
copy of a report by the Deputy Monitoring Officer (DMO), on the Code of Conduct
Casebook produced by the Public Services Ombudsman for Wales (PSOW), had been circulated
previously. The report informed the Committee of the most recent editions of the
Ombudsman’s Code of Conduct Casebook which would be produced on a quarterly
basis from April 2015. The Casebook
contains summaries of all of the cases in respect of which the OM had completed
an investigation during the relevant period.
The DMO explained that the main change to the PSOW approach had been the
introduction of the Public Interest Test The Casebook had
been produced to help Members and others in considering whether circumstances
that they may be experiencing amount to a breach of the Code. This being an extension of the publication of
real life examples in the PSOW’s Guidance on the Code. It also assisted Local Authority Standards
Committees by providing access to information about the way other Standards
Committees in Wales operated. It was explained
that Appendix 1 to the report contained the Casebook covering the period
October, 2014 to March, 2015.
Appendix 2 covered the period March, 2015 to June, 2015. Details of the complaints investigated during
these periods had been outlined in the report and were summarised by the
DMO. The Committee were informed that
there had been no referrals to the Adjudication Panel for Wales. RESOLVED –that the Standards Committee notes the information
contained within the Code of Conduct Casebook. |
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SELF REGULATORY PROTOCOL FOR CITY, TOWN AND COMMUNITY COUNCILS PDF 77 KB To consider a report by the Deputy Monitoring Officer (copy
attached) on the draft protocol. Additional documents: Minutes: A copy of a report by the Monitoring
Officer (MO), on the draft protocol similar to the County Council
version but adjusted to take into consideration the size, composition and
resources of Community Councils, had been circulated with the papers for the meeting. The Committee had been involved in the development of a Self Regulatory
Protocol (SRP) at County Council level.
The PSOW had recommended that SRP’s at a community level ought to be developed in due course. No specific timescale had been set and the
option of adopting was one for each Town, City and Community Council. The draft protocol had been
included as Appendix 1, together with outline principles. It had not been suggested that the protocol
should be much more detailed than this as the process was designed to be paper light, with the emphasis on face to
face discussions, mediation and compromise of disputes or issues in a
conciliatory manner. It was explained that the
Standards Committee may consider that their role should be greater, or less and
a steer on this matter had been sought.
The input of the MO would be minimal as the issue was one of the
resolution of low level disputes which ought to be able to be dealt with locally
at a community level, or with the assistance of a peer review approach with
support from a neighbouring or other Community Council; a reference to the full
Standards Committee shall be a last resort.
The DMO referred to Page 131 of the agenda and
provided a summary of Appendix 1 the draft Member’s Self
Regulatory Protocol. Councillor W.L. Cowie
explained that he was pleased with the report which he felt could assist Clerks
and Members of all CTCC’s with the induction process. The Chair suggested that the Standards
Committee might recommend that an induction process be introduced for any newly
appointed Councillors. Independent
Member Anne Mellor (AM) suggested that consideration be afforded to newly
appointed Councillors visiting other Councils to witness proceedings. The Chair felt that
Standards Committee Members should only become involved in the process as last
resort, with a view to not escalating matters.
He explained that such involvement could prejudice a Member, and exclude
them from adjudicating on the proceedings of a Standards Committee at a later
stage in the process. In response to suggestions
made by Members of the Committee, the following amendments to the General
Principles of the Member’s Self Regulatory Protocol
were agreed:- ·
Bullet Point 1 be reworded. ·
Bullet Point 2, “not for complaints” be amended to read “and is not
applicable for complaints”. ·
Bullet Point 7, the word “will” be removed. Independent Member Julia
Hughes (JH), suggested that clarification be included in the Flowchart that the
Code was applicable to City, Town and Community Councils and not just Community
Councils. Councillor M.Ll. Davies
advocated that the word Councils be used when referring to CTCC’s, and County
Council be used when referring to issues pertaining only to the County Council. During the ensuing
discussion the DMO agreed that, following the inclusion of the suggested
amendments, the draft Member’s Self Regulatory
Protocol be presented to the Clerks Cluster meeting to ascertain their views,
prior to being resubmitted to the Standards Committee for consideration. RESOLVED – that the Standards Committee:- (a)
receives the draft Member’s Self Regulatory
Protocol. (b)
agrees that the above
amendments be included, prior to submission of the draft Member’s Self Regulatory
Protocol to the Clerks Cluster
meeting, and (c)
requests that that a
further report be presented to the Standards Committee. (LJ
to Action) |
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FEEDBACK FROM NORTH WALES STANDARDS FORUM To receive a verbal
report by the Monitoring Officer on the meeting of the North Wales Standards
Committees Forum on 16th June, 2015. Minutes: In
the absence of the Monitoring Officer, the Chair provided a verbal report on
the meeting of the North Wales Standards Committees Forum (NWSCF), held on the
16th June, 2015, and the following salient points from the meeting
were highlighted:- ·
Consideration
had been afforded to the Revised Guidance on the Members Code of Conduct which
had been issued by the PSOW. ·
The
Monitoring Officer had provided details of the Member Training Programme in
Denbighshire, particular reference having been made to training provided for
Members of the Planning Committee, and Clerks of CTCC’s. ·
Details
had been provided of the cluster meetings, ·
An
outline of training provided for Anglesey Community Councils. ·
The
Chair had expressed his disappointment that not all Clerks of CTCC had attended
the training sessions provided in Denbighshire, as the quality of the training
provided had been excellent. ·
The
benefits to be attained if at least one Member of each Standards Committee
attended the training sessions to provide feedback, or Members attended
training sessions provided by other Authorities to view alternative working
practices. ·
Problems having been experienced in North
Wales, particularly at Community Council level, of Clerks not utilising the
advice provided by Monitoring Officers to address problems when they occurred. ·
The
Forum had expressed the opinion that it was keen to encourage cross Authority
training. ·
A
request had been made that consideration be afforded to the production of an
e-learning package for training purposes.
The DMO explained that she was pleased with the suggestion that
e-learning module be progressed. ·
Reference
was made to the different processes in the operation of Standards Committees,
especially relating to hearings and applications for dispensations. ·
Discussion
on the proposed Regional Standards Committees. ·
The
process adopted by the PSOW for determining the validity of complaints, and the
investigation process. ·
The
PSOW having expressed his support for the Forum for the cross fertilisation of
ideas. RESOLVED –that the Standards Committee receive and note the
contents of the Chairman’s report on the meeting of the North Wales Standards
Committee Forum. |
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ATTENDANCE AT MEETINGS To note the attendance by members of the Standards Committee at County, Town and Community Council and to receive their reports. Minutes: Members of the Committee
were invited to feedback from the CTCC meetings that they had recently
attended, and Members took the opportunity to offer a summary of how the respective
Councils had operated. Independent Member Julia Hughes (JH) attended the
following meetings and the following points and issues were highlighted:- Henllan Community Council, 7th
July, 2015:- -
The Clerk had questioned the reason a Member of the Standards Committee
having attended meetings of the Council on four separate occasions. JH provided an assurance that the meetings
attended had been selected randomly, and that there were no specific concerns
relating to the Council. She had also explained
that the selection process was being reviewed. -
The Chair of the Community Council requested feedback from JH on the
proceedings. She confirmed that the
meeting had been well organised following a standard agenda format, the Chair
had been professional and well assisted by the Clerk. -
Declarations of Interest had not been sought at the commencement of the
meeting but, were offered during the proceedings. -
There had been good contributions from Members of the Council, and they
had worked collectively to resolve issues. -
Consideration had been afforded to the PSOWs Report. -
A list of the portfolios of Denbighshire Lead Members was circulated at
the meeting. -
Confirmation had been provided that the Welsh Government Assembly
Member would be visiting the Council in November. -
Concerns had been raised regarding a lack of communication between
areas of the County Council and the Community Council on some issues. -
All Members of the Council had been afforded the opportunity to speak. -
A forward work programme was in place, and an information pack had been
provided for Members. Member Code Training:- -
Some Members had been under the impression that the Code only applied
to Community Councils. -
None of the Members in attendance had received a copy of the Code from
their respective Clerks. -
The training provided had been interactive, positive and engaging. -
More support had been requested to develop the Self
Regulatory Protocol Framework to meet the timescales. -
Guidance request in respect of social media activities, and the
utilisation of Disclosure of Interest Forms. Planning Committee, 16th September,
2015:- -
The meeting had been well conducted and Members had been
respectful. Introductions had been clear
and rules and regulations had been complied with. Independent Member Anne Mellor (AM) attended a
meeting of St Asaph City Council on the 10th June, 2015 and the
following points were highlighted:- -
The Agenda had been well structured. -
The new Clerk had been extremely competent and supported the meeting
well. -
A report had been presented by the local Police officer. -
The meeting had been conducted in a very professional manner. -
The Clerk had requested the provision of further training provision for
Members of the Council. Am reported on the training provision which she felt
had been excellent, with positive feedback having been received from
attendees. RESOLVED – that the Standards Committee receive and note the
feedback submitted from recent meetings attended by Members of the Committee. |
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DATE OF NEXT MEETING The next meeting of the Standards Committee is scheduled for the 4th December, 2015 in County Hall, Ruthin. Minutes: Members noted the time, date and venue of the next
meeting of the Standards Committee, and it was:- RESOLVED – that the next meeting of the Standards Committee be
held on Friday, 4th December, 2015 in Conference Room 1a, County
Hall, Ruthin. exclusion of press and public RESOLVED
– that under Section 100A of the Local Government Act
1972, the Press and Public be excluded from the meeting for the following
item(s) of business on the grounds that they involve the likely disclosure of
exempt information as defined in Paragraphs 12 and 13 of Part 4 of Schedule 12A of the Local Government Act
1972. pArT II |
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CODE OF CONDUCT - PART 3 LOCAL GOVERNMENT ACT 2000 To consider a confidential report by the Monitoring Officer (copy
enclosed) providing an overview of complaints against members lodged with the Public
Services Ombudsman for Minutes: A copy of a confidential report by the Monitoring
Officer (MO), which provided an
overview of complaints lodged with the Public Services Ombudsman for Wales, had been circulated with
the papers for the meeting. The
Standards Committee had previously requested to be regularly informed of the
level of complaints lodged with the Public Services Ombudsman for Wales. The tables included in Appendix 1 provided an
overview of complaints lodged since the 1st April, 2015. The
DMO provided a brief summary of the report with particular detail being
provided in respect of Case Numbers 258 and 259. RESOLVED –that the Standards Committee receive and note the
contents of the report. Meeting ended at 13.00 p.m. |